James Investment Research collects personal information such as name, address, telephone number, social security number, date of birth, email address, occupation, income level, retirement assets, and other financial data pertaining to the client.

James Investment Research does not disclose nonpublic personal information to affiliates or nonaffiliated third parties except in the course of portfolio management as necessary to buy/sell securities or to settle trades.

James Investment Research does not disclose nonpublic personal information about former clients unless requested to do so by the client.

An explanation for the client's right to opt-out is not indicated since James Investment Research does not disclose nonpublic personal information. JIR's web page includes an opt-out procedure for those who may not want to receive emails or information about JIR.

James Investment Research has strict policies and procedures to protect the confidentiality and security of nonpublic personal information.